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FractalPast:
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Empires and Their Ideologies

1/7/2025

3 Comments

 
Historians of empire tend to stress political, social, and economic motivations, both at the metropole and in the periphery, as the mainsprings of empire. These are important considerations that will all receive treatment in due course. Rather newer to the historians' toolbox is the subject of ideology. Ideology seems to be a part of every empire, though its importance has undoubtedly intensified in the modern period as democratic mass society has emerged as an important authorizing context for imperial policy. Imperial ideology, of greater or lesser intensity, is characteristic of all empires and, while it may not constitute one of the purposes of empire as outlined by Professor Colás (expansion, hierarchy, order), it is nevertheless essential.
By ideology I mean the more or less coherent set(s) of animating ideas that win the participation and loyalty of people whom otherwise might balk at the pursuit of empire. Ideology constitutes the patterns by which humans understand a) how the world operates and -- even more importantly perhaps -- b) how the world should be. Homo sapiens is a pattern recognizing species. As the data that barrages our senses becomes overpowering, especially in human relations and human society, ideological pattern-seeking becomes even more important. Ideology is the term we give to those mental patterns of belief that help us make sense of the streams of data that assault our senses on a constant basis. As such, ideology provides both a filter to that data, sorting out what we believe important from what we believe trivial, and a shortcut to articulating solutions in a world of overwhelming challenge. At its best, ideology helps us sort the data of the world into manageable, correct, and just categories. At its worst, ideological patterns force us into maladaptive behavior even in the face of obvious contradictions.
 
Ideology is a basic feature of humanity but is particularly important to empires. Empires differ from non-imperial states in at least one very crucial way: while nation-states generally try to accommodate themselves to an international status quo, empires assert the need or desire to change that status quo, often radically. Empires are agents of normative, even revolutionary, change in the world (more on that later), which is the point of imperial expansion. Empires assert the need to transform, restore, or in some other way alter the present course of history. In this sense, empires see themselves as trans-historical (more on empire and history later too!). Imperial ideology offers a vision of what that change should be and what might be needed to bring it into effect.
 
But imperial ideology has an additional, paradoxical, task. Ironically, even as they assert a need for international change, empires are also agents of order, peace, and stability. Order is especially crucial if empires are to deliver the economic benefits promised to the imperial citizenry. Like all ideology, imperial ideology can help to reconcile this apparent contradiction between revolutionary change and (often reactionary) stability: most empires proclaim an ideology wherein order is the fulfillment of the imperial revolutionary mission. All empires are in this regard utopian, promising a coming paradise, be it a worker’s paradise, or the banishment of human conflict (the “end of history”), the establishment of God’s kingdom on earth, the final liberation of the Germanic peoples, or any one of a number of religious, quasi-religious, or economic utopias.
 
Thus, empires style themselves as revolutionary and unchangeable at the same time. Much of the reconciliation of this paradox is accomplished through ideology, in particular notions of temporality: FIRST the barbarian must be subdued, THEN peace will ensue. It is also accomplished geographically, at the frontier: here on one side peace and order prevails, on the other all is savage chaos. One thinks immediately of classic ideological statements such as “the war to end all wars” which attempts to banish the very paradox it airs. Thus through the workings of imperial ideology geographical, political, and even historical stability are asserted even in the face of (often) revolutionary violence.
 
Scholars have examined the ideological basis of the British empire, to give one example. David Armitage identified the seeds of the great global British empire in an idea, not about maritime colonization of the western hemisphere but rather an idea about the unification of the three kingdoms: England, Scotland, and Ireland. The empire, in other words, coalesced around the idea that England, Scotland, and Wales should be united, not in a co-equal state but in a British Empire, sorted into a classic hierarchical structure. Empire would solve the disorder of contested patrimonies and divided loyalties that characterized feudalism, making order out of disorder. Later evolution of British imperial ideology would come to incorporate the maritime sphere and the idea that British commerce, with its promises of free trade and alleged open markets, brought with it liberation from local and petty economic tyrannies. Neither English lords in the earlier period nor British voters in the latter were likely to make the exertions necessary in the absence of these apparently compelling ideological arguments.
 
Imperial ideology is sometimes expressed in formal policy, but it doesn’t need to be. It may be articulated in a speech, an epic poem, or a poorly conceived jailhouse memoir. Ideology can also be carried on the winds of popular culture, especially in the democratic and technological age in which we live, infusing the tropes and stereotypes by which a people come to know themselves. Like all ideologies, imperial ideas can combine, recombine, and accelerate each other, producing an imperial consensus greater than the sum of its parts.
               
The ideology of the American empire has given recent scholarship no end of avenues of exploration. How an anti-imperial republic gave rise, in very short order, to a globe-bestriding continental empire, is just the beginning. The massive and extraordinarily costly deployment of American power – economic, military, and cultural -- throughout the twentieth century and across the globe in alleged support of democratization, free markets, individual liberty, and global cooperation – known to scholars as “liberal internationalism” or, sometimes, “Wilsonianism” – constitutes only a more recent paradox. That so many Americans see no paradox there whatsoever is testimony to the seductive power of ideology at work.
 
Further reading: David Armitage, The Ideological Origins of the British Empire (Cambridge, 2000)
3 Comments
L. M.
1/10/2025 02:39:22 pm

I mean no disrespect here and I'm not an expert on imperialism. Still, this entry seems like a theoretical work of political science or like Twain (I think) said about the Platte River: "a mile wide and an inch deep." It's not based on much empirical evidence. In paragraph 3: Can you name a single "non-imperial state?" My guess is that every polity ever formed or constructed sought--or more accurately its people or government--to expand, incorporate, annex, etc. has a non-imperial state ever existed? Haven't you constructed a straw-man argument here?

Until paragraph 6 your arguments are on the order of "People say..." Who has advocated these positions? Stating them does not make them true.

Armitage's arguments might have merit, but as presented here they're reductionist. Yes, true, Wales and Ireland came into the English orbit in the Middle Ages, but James VI of Scotland was James I of England--the monarch of Scotland, by virtue of being the closest male relative to Elizabeth, became king of England. So who was the colonial power then? But even after that the kingdoms stayed separate for almost a century until the Act of Union in 1707...or did that merely formalize a colonial situation after the fact? Of course even at that there are inconvenient truths (James' son Charles I losing a war and being beheaded); the replacement of James II by his daughter tag-team of William & Mary, dragging England into a Dutch-German orbit into the 19th century.

One might also make the argument that British imperialism really only developed when it acquired an overseas empire, meaning in North America.

The fundamental limitation to your assertions is the lack of historical examples, especially comparative ones, to support them. Are empires that alike? States like the Athenian Empire; Persian Empire; Han, Tang, and Sung Empires; Angevin Empire, Umayyad Empire; the Ottoman Empire; Spanish Empire; Portuguese Empire, not just the obvious ones, i.e., the UK. Is it really sound to make generalizations without reference to these other places? What do these empires have in common that you can then apply to the American example? These things should be articulated with more specificity in order to make a compelling case.

I repeat: I'm not an expert on imperialism.

Reply
David J. Snyder
1/10/2025 06:24:17 pm

I'll not try to mount a point-by-point defense, but perhaps a few words of clarification. First, and probably most importantly, is that the audience I am hoping to cultivate on this blog is not, primarily, an audience of scholars. This is intended as a public history blog, for better or worse. While I consider myself a scholar, and would absolutely welcome scholarly input here, I see my task as primarily the work of interpretation, of trying to bring the world of scholarship to a lay audience. So I am not primarily interested in a deep historiographical debate, for example. Whether I succeed or not remains to be seen.

Because of this primary mission, and given the nature of the medium, it does mean that certain elaborations have to wait. You'll notice many of these early posts have an "introductory" quality to them. This is me trying to establish the vocabulary, to be elaborated in future posts. That may or may not be the most effective strategy. I don't now, but given what I am trying to accomplish, that seems the most reasonable way forward.

Finally, you do raise an interesting point about non-imperial states. This too is the subject of a future post, but will require further thought on my part. Is there such a thing as a non-imperial state? At first glance, the answer is clearly "yes." The 20th century, I think, has long been regarded as the era of the democratic nation-state. I would say that very few of the nearly 200-odd members of the United Nations, for example, consider themselves empires, or possess ay of the conventional attributes of empires. On the other hand, many of those nation-states were at one point in their history empires, or would-be empires: most of the west European states, e.g. Others established themselves in resistance to empires: most of the African states, e.g. Still others established as a result of the realpolitiek of empires: the modern Netherlands, or Israel, for example. So even in the era of the democratic nation-state, it seems that empires remain the prime movers of international politics. Perhaps. Like I said, requires more thought. I will say this, and perhaps as a counterpoint to what I've noted above: it does seem true to me that empires maintain and project an ideological orientation to the external world that nation-states do not. TBH, that seems self-evident to me, as perhaps you gleaned from the original post.

Reply
L.M.
1/11/2025 11:49:26 am

Perfectly understandable. But because blogs are for public consumption, you'll trawl the occasional scholar so you need to be prepared for challenges to your thinking. You may also draw someone hostile to your ideas or premise and you'll have to defend your ideas anyway...I am neither a scholar here nor hostile to your ideas, but am clamoring for the "filling" to the attractive outside crust. Your writing is great; persuasive even, but a Siren's call might lead the ship onto the rocks of facts...

It would seem, and again, I'm no expert here, that many African countries have sought to expand or annex at the expense of their neighbors; if not quite in classic (whatever that is) imperial fashion than good old fashioned school yard bullying. Here I'm generalizing, and thus am begging for someone to prove me wrong! So my challenge to you remains: name a "non-imperial" state! You may also wish, at some point, to define a state...

One of your main points is that the U.S. is an empire in the classic sense and I agree with this contention. You owe it, however, to your audience, scholarly or not, to eventually show some comparative examples to prove the point. Using the UK is really plucking the low hanging fruit. Is the UK the only "classic" empire?

By generalizing you're putting the cart before the horse; or, constructing a procrustean argument by asserting and then presumably gathering the sources that support the contentions, rather than the source material dictating the interpretation. You've got the American side down, but it's one sided! What about the Dutch Empire? I suspect you've got some insights on that one, based on your forthcoming book.




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